The Securities and Exchanges Commission (SEC) has fined J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co, $125 million for not keeping records of traders’ chats….
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The Securities and Exchanges Commission (SEC) has fined J.P. Morgan Securities LLC (JPMS), a broker-dealer subsidiary of JPMorgan Chase & Co, $125 million for not keeping records of traders’ chats….